How to Become a Wall Street Lawyer: a Discussion with Mr. Mark Fernandez, Senior Regional Counsel, FINRA Department of Enforcement
Thursday, February 2nd at 12:40 pm in Room 106
Join the Society for our first guest speaker event of the semester. Mr. Fernandez, a Paul M. Hebert alum, will talk about his role in regulating the financial services industry. Come learn about practicing law in the exciting area of securities law.
About Mr. Fernandez
Mr. Fernandez joined FINRA in 2007. Prior to joining FINRA, Mr. Fernandez worked for the New Orleans law firm, Barrasso, Usdin, Kupperman, Freeman and Sarver, LLC. There he focused on securities litigation, NASD/NYSE arbitration proceedings, and NASD/NYSE investigations and enforcement proceedings. At Paul M. Hebert Law Center, he served as Editor-in-Chief of the Louisiana Law Review.
About FINRA
FINRA is the largest independent regulator for all securities firms doing business in the US. It oversees nearly 4,460 brokerage firms, 160,485 branch offices and 629,520 registered securities representatives. The regulator’s chief role is to protect investors by maintaining the fairness of the U.S. Capital Markets.
